2019 Chinese clinical guidelines for the management of hepatocellular carcinoma: updates and insights
Introduction
Liver cancer is the fourth most common cancer and the second most lethal cancer in China (1,2). Hepatocellular carcinoma (HCC) represents 85–90% of primary liver cancer and constitutes a major global health problem. The main risk factor for HCC in China is chronic hepatitis B virus (HBV) infection, whereas HCC in the West is largely attributable to hepatitis C virus (HCV) infection and alcohol intake. These distinct risk factors contribute to disparities in the genetic landscape, molecular subtype, and clinical phenotypes of HCC cases between China and Western countries (3,4). The neonatal HBV vaccination program and the antiviral treatment of infected individuals have resulted in a decline in HCC incidence (5-7). Efforts to improve the diagnostic sensitivity and therapeutic efficacy of HCC treatments have contributed to a decrease of 20.3% in age-standardized mortality in China from 1990 to 2017 (2). In line with typical standards management in Western countries, The European Association for the Study of the Liver (EASL) and the American Association for the Study of Liver Diseases (AASLD) updated the clinical practical guidelines on the management of HCC in 2018 (8,9). To account for the heterogeneity in the prevalence, phenotype, and treatment responses of HCC between China and other countries, guidelines specific to Chinese patients have been established in kind (10). With the accumulation of new evidence, an updated 2019 version has been recently published (11). Herein, we summarize the updated recommendations on the surveillance, diagnosis, and treatment algorithm of HCC in the 2019 Chinese guidelines, and compare them with the 2018 EASL and the 2018 AASLD guidelines.
We present the following article in accordance with the Narrative Review reporting checklist (available at
Surveillance and diagnosis
All patients with liver cirrhosis, irrespective of etiology or country of origin, warrant surveillance (12). Non-cirrhotic patients with chronic viral hepatitis are also recommended for surveillance in China (13). Various risk stratification scoring systems including CUHCC, REACH-B in China, and PAGE-B in Europe, have been developed to discriminate high-risk patients from non-cirrhotic patients with HBV infection (14-16). As one of the most recent EASL guideline revisions, Caucasian patients at intermediate or high risk of HCC as defined by a PAGE-B score ≥10 are now considered candidates for surveillance. Meanwhile, the EASL has extended the surveillance criteria for patients with bridging fibrosis (Metavir F3) from concomitant chronic hepatitis C to any etiology. Regarding the surveillance mode, ultrasound follow-up every 6 months is unanimously agreed upon, whereas alfa-fetoprotein (AFP) for surveillance testing is obligatory in China, optional in the USA, and not recommended in Europe. Notably, HBV-related HCCs tend to have a higher AFP level compared to HCC due to other causes (4). As such, AFP plus ultrasound surveillance is associated with an improved curative treatment rate and long-term survival (17).
Diagnosis of HCC can be established by non-invasive imaging criteria and/or pathology. The imaging diagnostic algorithm in the updated Chinese version is consistent with the previous 2017 version: for patients with chronic hepatitis B/C or cirrhosis of any etiology, nodules >2 cm in diameter can be diagnosed as HCC based on the typical features on one imaging technique, whereas nodules ≤2 cm need confirmation by two imaging modalities (10). Dynamic computed tomography (CT) or magnetic resonance imaging (MRI) is accepted as the optimal imaging modality for HCC diagnosis across different guidelines (8,9,18). According to the results of recent meta-analyses, the superiority of dynamic MRI over CT for the diagnosis of HCC ≤2 cm has been acknowledged in the 2019 Chinese guidelines, whereas the two modalities are equally recommended by the AASLD (19,20). The relatively low sensitivity of coincidental CT and MRI for diagnosis of lesions measuring 1–2 cm has led the EASL and the AASLD to reaffirm the application of a single modality to diagnose lesions ≥1 cm in cirrhotic patients (21). Arterial phase hyperenhancement (APHE) with washout in the portal venous or delayed phases on CT or MRI using extracellular contrast agents, and APHE with washout in the portal venous phase on MRI using gadoxetic acid are listed as typical hallmarks of HCC in the 2018 EASL and the 2019 Chinese guidelines. In contrast, the AASLD emphasizes the application of the CT/MRI Liver Imaging Reporting and Data System (LI-RADS) (22). According to LI-RADS, the corresponding key imaging features are updated as APHE and a combination of washout, threshold growth, and capsule appearance, depending on the exact size rather than a simple combination of APHE and washout. Since 2017, contrast-enhanced ultrasound (CEUS) has been established as another diagnostic modality in China, and, in the latest EASL guidelines, it has been added as a second-line approach to diagnose HCC that is inconclusive on both dynamic CT and MRI. Furthermore, to discriminate it from other tumors, the typical hallmark of HCC on CEUS is APHE with late-onset (>60 s) washout of mild intensity (23,24). However, in the latest AASLD guidelines, the application of CEUS remains restrained. The diagnostic differences of the three guidelines are summarized in Table 1.
Full table
When imaging cannot definitively determine nodules, Chinese and EASL guidelines recommend biopsy for nodules >2 and >1 cm, respectively, while the options of follow-up imaging or biopsy are deemed equally acceptable by the AASLD. The pathologic diagnoses of HCC in the current Chinese guidelines have evolved alongside improvements in therapeutic options. Besides routine staining of immunohistological markers like HSP70 (HSPA7), glypican 3 (GPC3), and glutamine synthetase (GS), programmed cell death-1(PD-1)/programmed cell death-ligand 1(PD-L1) staining is also recommended (25). Based on the KEYNOTE-028 trial, T-cell-inflamed gene-expression, PD-L1 expression, and tumor mutational burden (TMB) can predict response to PD-1 blockade in multiple tumor types (26). Histopathological features in combination with molecular assessment, such as the loss of heterozygosity, can be adopted to discriminate the clonal origin of multifocal HCCs either from intrahepatic metastasis or from multicentric occurrence in qualified centers, which may impact clinical staging and treatment allocation (27,28). Novel biomarkers including liquid biopsy have shown promising diagnostic and prognostic values in various studies. A microRNA (miRNA) panel consisting of miR-122, miR-192, miR-21, miR-223, miR-26a, miR-27a, and miR-801 has demonstrated high accuracy in diagnosing early-stage HBV-associated HCC, with an increase of sensitivity by 30% compared to AFP (29). Its commercial kit received approval from the National Medical Products Administration (NMPA) in 2017 and has been widely used in large centers in China. In addition, circulating tumor cells (CTCs) serve as a real-time parameter for monitoring treatment response. Detection of stem cell-like epithelial cell adhesion molecule (EpCAM)-positive CTCs and multi-vascular measurement of CTCs can respectively facilitate the prediction of postoperative relapse and metastasis pattern (30-32). Circulating tumor DNA (ctDNA) can also be used to identify early-stage HCC with superior sensitivity and specificity to AFP (33). The updated Chinese guidelines suggest the optional application of these new scientific findings for select patients in qualified centers.
Staging and treatment allocation
The Barcelona Clinic Liver Cancer (BCLC) classification has been extensively validated and continues to be recommended for prognostic prediction and treatment allocation by the EASL and the AASLD (34). The AASLD modifies the BCLC staging systems to better support clinical practices: the performance status (PS) scoring for BCLC stages 0, A, and B has been changed from 0 to 0–1; and the PS for BCLC stage C has been expanded to 0–2. Meanwhile, the EASL specifies the liver function for BCLC stages A–C as Child-Pugh A without ascites to obtain optimal treatment outcomes. Based on local medical systems and practice experiences, the China liver cancer staging (CNLC) system was established in 2017 and has been adopted ever since. Concerning tumor status, each stage of BCLC 0/A, B, and C is divided into two substages in the CNLC system, including stages Ia, Ib, IIa, IIb, IIIa, and IIIb. CNLC stage IV is equivalent to BCLC stage D. The updated version modifies treatment allocation to include new therapies (Figure 1). The differences in the staging systems and treatment allocations between the three guidelines are shown in Figure 1.
For patients with early-stage HCC, curative-intent options including liver resection (LR), ablation, and orthotopic liver transplantation (OLT) are determined by both anatomic considerations and liver function reserve. The AASLD recommends LR as first-line therapy for patients with BCLC 0/A HCC, whereas the EASL restricts the optimal resection criteria to single HCC. In Asian countries, LR is indicated for more progressed HCC in terms of tumor burden (18). Recent meta-analyses have shown a significantly improved overall survival (OS) of LR over TACE for select BCLC B and C patients (35,36). The CNLC model suggests resection in patients with Ia, Ib, and IIa, and select patients with IIb and IIIa HCC, including multinodular HCC and locally advanced HCC with portal vein tumor thrombus (PVTT). For multinodular HCC beyond the Milan criteria, resection plus intraoperative ablation has demonstrated superior OS over TACE (37). For resectable HCC with PVTT, neoadjuvant three-dimensional (3D) conformal radiotherapy has been shown to provide significantly better survival outcomes than resection alone (38). In cases where a large volume of resection and inadequate future liver remnant (FLR) is anticipated, associating liver partition and portal vein ligation for staged hepatectomy (ALPPS) is recommended as another viable treatment option besides TACE and portal vein embolization (PVE) (39-41). Our recent propensity score matching analysis showed that the long-term survival after ALPPS was significantly better than that after TACE and similar to that after one-stage liver resection (39). Alternatively, the AASLD proposes lobar transarterial radioembolization (TARE) as an option to simultaneously treat the tumor and induce hypertrophy of the opposite lobe (42). Meanwhile, the updated Chinese guidelines advocate imaging and operative techniques that facilitate surgical resection. A new computational approach that integrates large-scale clinical and radiomic features extracted from dynamic CT/MRI has demonstrated good performance in predicting microvascular invasion and post-operative recurrence, and is advised to be conducted before resection or transplantation (43,44). The intraoperative evaluation of focal liver lesions by CEUS and shear wave elastography (SWE) enables accurate visualization and malignancy assessment of hepatic lesions ≥5 mm during liver surgery, contributing to an elevated chance of radical resection (45,46). Three-dimensional (3D) visualization serves as an effective navigation tool for anatomical hepatectomy that ensures radical resection while protecting the ducts in the remnant liver (47,48). The laparoscopic approach to minor hepatectomy is preferred as it confers an advantage of less blood loss while yielding similar long-term results to the open approach in experienced centers. The introduction of indocyanine green fluorescence, 3D laparoscopy, and robot-assisted surgery has enhanced the feasibility of laparoscopic operation, which may translate into improved surgical outcomes (49). Concerning the risk of liver function insufficiency after LR, Child-Pugh score A, indocyanine green retention rate at 15 min (ICG-15) of 20–30%, and residue/total liver volumetric CT of at least 40% (cirrhotic patients) or 30% (non-cirrhotic patients) are listed as prerequisites for resection in the Chinese guidelines. A nomogram that integrates liver stiffness by SWE with clinic parameters may function as a valuable tool for predicting post-hepatectomy liver failure (50). Child-Pugh A and no clinically significant portal hypertension (hepatic vein to portal system gradient (HVPG) ≤10 mmHg or platelet count ≥100,000/mL) used to be the prerequisites for resection in Western countries. With evidence supporting expanded criteria for LR in cirrhosis, the EASL panel has revised the optimal candidacy to be a multiparametric evaluation including compensated Child-Pugh class A with a model for end-stage liver disease (MELD) score <10, an acceptable grade of portal hypertension matched with a suitable amount of remaining parenchyma, and the possibility to undergo a laparoscopic/minimally invasive approach. Several studies have demonstrated that laparoscopic- or robotic-assisted resections of HCC in patients with moderate portal hypertension or Child B liver function reserve are associated with decreased post-operative liver decompensation (51,52). For patients with highly preoperative HBV-DNA load and normal liver function, LR can be performed with concurrent prescription of nucleotide analogues. Otherwise, it is suggested that LR be postponed until after patients have fully recovered from impaired liver function (53). While adjuvant therapy following radical resection or ablation is not recommended by the AASLD or the EASL, TACE, interferon-α, or Huai’er granule are indicated as adjuvant options in China (54-58). For patients with intermediate risk [single nodule >5 cm without microvascular invasion (MVI)] or high risk (single nodule >5 cm with MVI, or multiple nodules) of recurrence, adjuvant TACE is associated with an improved OS (54,55).
Despite the establishment of many extended criteria for OLT, University of California San Francisco (UCSF) criteria (solitary tumor ≤6.5 cm or ≤3 nodules ≤4.5 cm plus total tumor diameter ≤8 cm) are more widely used in China (59). Meanwhile, the EASL and the AASLD continue to recommend OLT as the first-line option for HCC within the Milan criteria (single tumor ≤5 cm or ≤3 nodules ≤3 cm in diameter) in the setting of decompensated cirrhosis (60). Furthermore, the updated EASL and AASLD guidelines advocate bridging and downstaging via local regional therapies to increase the transplantation rate and decrease post-transplantation recurrence. Indeed, approximately 75% of recurrences following OLT occur within the first 2 years (61), while the median survival of recurrent patients is 7–16 months with rapid progression (61). Multi-disciplinary management including immunosuppressant adjustment, graft resection, ablation, stereotactic body radiation therapy (SBRT), TACE, and systemic therapies can improve disease control and survival outcomes (62).
Thermal ablation is the standard of care for patients with BCLC 0/A tumors. While radiofrequency ablation (RFA) in favorable locations as a first-line therapy in BCLC 0 HCCs (even resectable ones) is recommended by the EASL, the superiority of resection over ablation continues to be advocated by the AASLD and Chinese experts. Imaging fusion technique combining CEUS and dynamic MRI to locate otherwise undetectable HCC on conventional ultrasound has been found to contribute to a higher ablation rate compared to CEUS guidance alone (63). The latest AASLD and Chinese guidelines have been updated to include SBRT as an alternative to ablation. Although SBRT shows comparable efficacy to RFA in several retrospective studies, comparative randomized trials are needed for confirmation (64-66). Ablation in combination with TACE has been proposed for selective inoperative solitary or multiple HCCs with a diameter of 3–7 cm in the Chinese guidelines (67); however, the survival benefit of such combinational therapy has not been validated in Western countries.
TACE continues to be recommended as the first-line therapy for intermediate BCLC B HCC by the EASL and the AASLD, whereas the CNLC model extends the indication for CNLC IIb, IIIa, and select IIIb HCC cases. A “six-and-twelve” scoring system, presented as the largest tumor diameter (cm) plus tumor number, has proven an easy-to-use tool to stratify BCLC A/B candidates for TACE and predict individual survival with favorable performance and discrimination (68). Drug-eluting bead (DEB)-TACE is an option to minimize the systemic side-effects of chemotherapy and has similar OS benefit as conventional TACE (cTACE) using lipiodol (69). TARE has emerged as an alternative to TACE in the updated AASLD recommendations, as it can achieve similar survival outcome with improved local tumor control compared to cTACE (70). Based on the negative results of three clinical trials, systemic agent sorafenib in combination with TACE is not recommended by the EASL and the AASLD (71-73). However, TACE coupled with tyrosine kinase inhibitor (TKI) or immunotherapy is advocated in the latest Chinese guidelines. According to the TACTICS trial, sorafenib pretreatment 2–3 weeks before initial TACE and continued use after TACE showed significantly improved progression-free survival (PFS) in patients with unresectable HCC (74). One reason for the competing results lies in the different pretreatment durations used in the four studies. A retrospective study has shown a promising efficacy of TACE in combination with immunotherapy in tumor control, and research into its long-term impact on survival is underway (NCT03572582, NCT03397654, NCT03143270) (75). In Western countries, TACE is considered to be a contraindication for HCC with macrovascular invasion, while China and other Asia countries recommend TACE or hepatic arterial infusion chemotherapy (HAIC) alone or in combination with other therapy for patients with portal vein invasion, even at the main trunk (76). Compared with sorafenib alone or TACE alone, TACE in combination with external beam radiation is well tolerated and results in improved local tumor control and OS for patients with macrovascular invasion (77-79); the AASLD also recognizes TARE as an additional option in this setting. It is worth noting that the current data suggest a comparable survival benefit of TARE to sorafenib in patients with locally advanced HCC (80,81).
Prior to 2017, sorafenib was the only systemic treatment available for HCC, but the past 3 years have witnessed tremendous breakthroughs in this regard. Lenvatinib, boasting a comparable efficacy to sorafenib, has become another first-line option for HCC since U.S. Food and Drug Administration (FDA) and European Medicines Agency (EMA) approval was given in August 2018 (82). In a subgroup analysis of the REFLECT study, lenvatinib was superior to sorafenib (median OS 15.0 vs. 10.2 months, HR 0.73, 95% CI: 0.55–0.96) for Chinese patients, and the NMPA approved lenvatinib as an alternative to sorafenib for patients with unresectable HCC in September 2018. In the second-line setting, two TKIs, regorafenib and cabozantinib have demonstrated survival benefit for patients with disease progression on sorafenib (83,84). Since 2017, regorafenib has been widely accepted as the first agent for second-line therapy, and, although cabozantinib is currently unavailable in China, it has become another standard second-line treatment in Western countries since the EMA and FDA gave approval in December 2018 and January 2019 respectively. As FOLFOX4 chemotherapy has demonstrated improved OS and relative cost-effectiveness, it continues to be recommended as an option for Chinese patients (85). According to the results of REACH-2 study, ramucirumab, a monoclonal antibody targeting vascular endothelial growth factor receptor-2 (VEGFR-2), has also been established as another second-line treatment option for patients with AFP ≥400 ng/L, and will be included in the future updates (86). Apatinib, a selective VEGFR-2 TKI independently developed in China, has recently demonstrated to confer survival benefit for Chinese patients with pretreated advanced HCC and become another potential second-line agent (87). The role of immunotherapy for advanced HCC is controversial. Based on the promising results from phase II of the CHECKMATE-040 and KEYNOTE-224 trials, the AASLD has recommended PD-1 inhibitors, nivolumab and pembrolizumab, as second-line therapies for sorafenib-experienced patients (88,89). Aristolochic acids exposure from Chinese herbal medicine is associated with a high tumor mutation burden and neoantigen load, which may predict better responses to immunotherapy for Chinese patients with HBV-related HCC (90). At least three native PD-1 inhibitors, including sintilimab, toripalimab, camrelizumab, are available for cancer patients in China. According to the positive results of a phase 2 study, camrelizumab has been approved by the NMPA as a second-line agent for advanced HCC (91). In contrast, the EASL has considered the evidence for a firm recommendation of this drug to be inadequate. In fact, the unmet OS benefit in the phase 3 CheckMate-459 and KEYNOTE-240 studies have stalled approval for the application of the single-agent PD-1 inhibitor in advanced HCC (92). The combination of immune checkpoint inhibitors (ICI) with TKIs is another breakthrough treatment for HCC. According to the phase 3 IMbrave150 study, the combination therapy of atezolizumab plus bevacizumab yielded superior survival over that of sorafenib, which may contribute to revisions in future guidelines regarding systemic therapies (93). Studies evaluating the efficacy of PD-1 inhibitors in combination with TKIs and chemotherapy are underway (NCT03794440, NCT03755791, NCT03713593, NCT03764293, NCT03605706, NCT03778957). Besides, the 2019 Chinese guidelines have been updated to include detailed prescriptions for traditional Chinese medicine in the treatment of advanced HCC.
Conclusions
The imaging diagnostic criteria remain consistent to the previous version in China. Novel biomarkers, imaging and operative techniques are recommended in qualified centers in the updated Chinese guideline. Compared to practices in the Western countries, more aggressive treatment modalities are suggested for more progressed HBV-related HCC in China.
Future perspectives
The availability of various imaging modalities in combination with novel biomarkers enables the diagnosis of HCC at an early stage, while the advances in the treatment modalities have reinforced a multidisciplinary approach in specialized clinics. Despite these developments, recurrence after curative therapy remains a major drawback, and more effective adjuvant therapies are needed. Identification of molecular biomarkers that predict primary or secondary resistance to TKIs or ICIs continues to be an area of intense research activity. The promising efficacy of TKIs plus ICIs may revolutionize the systemic treatment algorithm. As the number of effective systemic agents continues to grow, the challenge is to determine which order of sequential systemic therapy can offer optimal efficacy with minimal toxicity.
Acknowledgments
Funding: This work was supported by the National Natural Science Foundation of China (no. 91859105, no. 8196112802), the Basic Research Project from the Technology Commission of Shanghai Municipality (no. 17JC1402200), and the Shanghai Municipal Key Clinical Specialty.
Footnote
Reporting Checklist: The authors have completed the Narrative Review reporting checklist. Available at https://hbsn.amegroups.org/article/view/10.21037/hbsn-20-480/rc
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(English Language Editor: J. Gray)